WORKPLACE VIOLENCE: EMPLOYERS NEED TO BE BETTER PREPARED

Posted January 24, 2010 by mf916att
Categories: Uncategorized

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As an employment attorney and President of an HR Consulting Firm who makes my living conducting employment law training, I am hard-pressed to understand why employers are not better prepared for workplace violence.  I guess that one reason is that it takes years of litigation for employers to “get it”.  Similar to sexual harassment that first appeared in the 1970’s which took almost 35 years for most employers “to get” and to come to understand that they had to conduct training to avoid liability under the employment discrimination laws, I assume that the same is true of workplace violence.  Perhaps we are just in its infancy when many employers are not yet aware that it could happen in their workplace and also do not really know how to prepare.  Or perhaps it is due to the fact that many employers just really do not understand the consequences of having an instance of workplace violence occur in their workplace. 

What are some of the consequences of workplace violence in a workplace?  Of course there is the immediate consequence of the horrific loss of life and unnecessary violence they and their employees have to endure.  In addition, there is the PR nightmare of being known as a company that failed to prepare for workplace violence and the appearance of your company on the evening news with police crime scene tape all around your workplace.  But perhaps employers don’t understand the deeper implications that failing to prepare for workplace violence can have on them.

What deeper implications you ask.  Well, first of all there is the possible liability under OSHA since all employers have an obligation under the general duties clause to provide a safe workplace for their employees.  Specifically, under OSHA employers must provide a place of employment “free from recognizable hazards that are causing or likely to cause death or serious harm to employees”. 

But in addition, there is what is perhaps even more startling for employers, the fact that they can be held liable for the injuries caused by these instances of workplace violence under many creative theories of liability that plaintiff’s attorneys utilize. 

First there are the negligent hiring theories of liability.  What does this mean? This means for example that a good plaintiff’s attorney would argue that had your human resources department done their part to check this employee’s background prior to hiring the employee, you would have known that he had been fired from his prior job for an instance of violence or that he had prior criminal convictions.  By failing to check his background, you were negligent in the hiring process and brought this dangerous employee onto your premises where there was a likelihood that he would be violent again.  What kind of damages are we talking about in these cases?  Damages that can be in the millions.  One reason this is such a worthwhile claim for plaintiffs to allege is because they can be awarded punitive damages in addition to compensatory damages.  This makes it very appealing as a claim for many plaintiff’s attorneys. 

Then there are the negligent retention theories.  This is where the plaintiff alleges that you the employer were aware of the disgruntled worker’s tendency for violence and for jumping off the deep end and yet you failed to discipline him when he worked for you and failed to terminate him.  Thus, the theory goes that by retaining him without warning him to not continue to engage in discipline and by not getting rid of him, you subjected your employees to a person prone to violence and were thus negligent. 

Either theory can lead to liability for employers.  For instance, in Yunker v. Honeywell, Inc., (496 N.W.2d 419 (Minn. Ct. App. 1993)) an employee at Honeywell had been previously fired for strangling an employee. The employee served five years in prison and then when he got out he applied to work for Honeywell again.  Honeywell hired him.  The HR professional who hired the employee hired him knowing he had been terminated for this prior incident of workplace violence.  Once the employee was rehired he engaged in numerous instances of harassing and threatening behavior toward co-workers and also became interested in a female co-worker.  After she rejected his romantic advances toward her, he shot and killed the co-worker in her driveway outside of her house.  The family of the victim sued Honeywell claiming both negligent hiring and negligent retention.  The court rejected the negligent hiring claim because he was rehired as a janitor whose job had very little interaction with other employees.  However, the court upheld the negligent retention claim on the theory that Honeywell had notice of the possibility of violence since the employee had harassed this woman at work and had painted a death threat on her locker door.  She had complained to the company and they had done nothing.  By failing to take action while continuing to retain him as an employee, the Court held that Honeywell had negligently retained the employee and they were held liable. 

In another negligent hiring case, B&L Motor Freight was held liable for 4 million dollars for negligently hiring an employee who had prior criminal convictions even though he had stated he had none on his employment application.  This employee had raped another employee.  The court held that the employer should have checked his background for criminal convictions since he had access to interactions with others.  Similarly, in a Goodwill Industries case, the employer was held liable for 5 million dollars when a 15-year old employee was raped and murdered by an employee with a criminal background.  The employer had failed to do a background check on this employee. 

What is the lesson for employers?  In my mind it is simple, training.  Training your managers and HR professionals to understand everything they need to know to prevent workplace violence.  Your managers and employees need to be trained on the importance of conducting background checks as well as on how to recognize the warning signs of workplace violence.  They also need to be trained on the importance of taking appropriate disciplinary action against employees for violent behavior they exhibit in the workplace. 

Instances of workplace violence clearly are occurring more and more frequently.  Since the beginning of 2010 there have already been two serious incidents of workplace violence.  First there was the recent instance of workplace violence in St. Louis, Missouri on January 7, 2010 that left 4 dead including the shooter, Timothy Hendron.  Apparently Mr. Hendron was a disgruntled assembly-line employee upset about the high cost of his retirement benefits.   He worked at ABB Group, a transformer manufacturing plant in St. Louis.  He was so upset that he apparently had instituted a lawsuit against his company.  Seeking to take matters into his own hands, on January 10, 2010 he walked into the plant carrying an assault rifle and handgun and started shooting.  His actions left 4 dead including himself.  Witnesses described the scene as utter chaos.

Then there was the instance in which a former employee on January 12, 2010 returned to his former workplace, a truck rental company, and opened fire, killing 3.  Five others were also injured in this second instance of workplace violence in 2010.  Although we can never be ready for such instances of violence, I still find myself wondering if such incidents could not have been prevented by simple training and preparation that these employers might have done that could have saved these lives.  Were there missed warning signs by those who managed and worked with these employees?

Missed warning signs has emerged as a major factor in the violence that occurred at the Fort Hood shooting massacre in November 2009.  The Pentagon Report which was recently released indicated that there were numerous warning signs that supervisors did not see or failed to report.  Warning signs that if paid attention to could have possibly prevented the horrific instance of violence that took place in November at Fort Hood.  Warning signs that properly trained managers might have noticed and acted on.  In fact, the Army Report recommended severe reprimands for Hasan’s managers who should have noticed these warning signs and yet failed to act. 

 What lesson does all of this provide for employers?  I think the message is simple and clear.  Employers that wish to be proactive and protect and prevent workplace violence in their workplaces need to recognize that this is a case where an ounce of prevention can be worth a pound of cure.  What type of prevention?  First and foremost, employers should have a well-drafted workplace violence policy.  Next, they need to provide training as discussed above both on their workplace violence policy as well as on workplace violence in general.  Such training can be essential when it comes to having a viable defense to a case seeking to hold the employer liable for the workplace violence.  It shows that the employer recognized that there could be a problem and took affirmative steps to prevent such a problem.  Employers should also ensure that they thoroughly check references for all candidates including prior criminal convictions, driving records and any other relevant information.  They also need to ensure that they act promptly and impose discipline, up to and including termination if necessary, when an employee has evidenced violent tendencies on the job so that they can avoid any claims of negligent retention. 

Clearly, this is where employers need to focus their training efforts in the coming months.  Training your workforce on how to recognize the warning signs of workplace violence and on how to prepare for instances of violence can help you prevent and be better prepared if violence should arise in your workplace. 

Submitted by: Melissa Fleischer, Esq.

President and Founder

HR Learning Center LLC

http://www.hrlearningcenter.com

info@hrlearningcenter.com

DAVID LETTERMAN-IS IT SEXUAL HARASSMENT?

Posted October 13, 2009 by mf916att
Categories: Unlawful Harassment, sexual harassment, workplace harassment

Tags: , , , , ,
Man Harassing Woman

Man Harassing Woman

Everyone out there cannot keep from commenting on whether or not David Letterman’s alleged affairs with staffers who worked for him was or was not sexual harassment.  So perhaps a legal analysis of the law with regard to sexual harassment against a backdrop of the facts that have been alleged so far is in order. 

 

 

Two Different Kinds of Sexual Harassment

 

Sexual harassment is a subset of employment discrimination based upon sex which is unlawful under Title VII of the Civil Rights Acts of 1964 and 1991 as well as under most state’s laws.  There are two types of sexual harassment that exist.  Perhaps the type that has received the most attention although not as prevalent today is “Quid Pro Quo Harassment”.  The other type of sexual harassment is “Hostile Work Environment Harassment”.

 

 

Quid Pro Quo Harassment

 

The EEOC definition provides that Quid Pro Quo sexual harassment exists “when there are unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature when (1)submission to such conduct is made either explicitly     or implicitly a term or condition of an individual’s employment, or (2)submission to or rejection of such conduct by an individual is used as the basis for employment decisions    affecting such individual”.

 

What does this mean in plain English?  This is the situation when a manager says to a subordinate, “sleep with me or you will be fired”.  In other words, the manager abuses his/her power and authority by promising employment benefits or threatening job detriments based on whether the subordinate provides the requested sexual favors.  Of course the manager does not have to use those exact words.  If the manager subtly implies or conveys the message that the employee will get ahead if the employee provides sexual favors, that is enough.  So since David Letterman allegedly slept with employees who worked for him and he certainly had the power to hire and fire them there is a possibility that his actions could constitute sexual harassment.  However, in any sexual harassment action, whether it is quid pro quo or hostile work environment harassment, there is also the requirement that the harassment be unwelcome.  Therefore, any employee alleging sexual harassment would have to prove that the sexual relations were unwelcome to her and not consensual.  If they were consensual, any sexual harassment claims would probably not be successful. 

Hostile Work Environment Harassment

The other type of sexual harassment is “hostile work environment harassment”.  The EEOC definition of this type of sexual harassment is that it exists “when there are unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature when such conduct has the purpose or effect of unreasonably interfering with an individual’s work performance or creating an intimidating, hostile or
offensive working environment.”

 

So what type of actions could create a hostile work environment?  This is the situation where groups of employees sit around and tell sexual jokes or whistle at an employee as the employee works by.  Courts also require that the jokes, comments, etc. be severe and pervasive in order to substantiate this type of claim. 

Although only managers can engage in quid pro quo harassment this is not so with hostile work environment harassment.  Co-workers, managers or even consultants and clients who come onto an employer’s premises can create a hostile work environment.  A manager who condoned this type of activity and engaged in it himself could certainly be held to have violated the company’s sexual harassment policy as well as the law.  So if it were proven that David Letterman condoned an atmosphere of sexual jokes and comments by his staffers and he engaged in this himself, one might be able to prove that he had violated his company’s sexual harassment policy as well as the law. 

 Farragher and Ellerth Affirmative Defenses

 However, there are two important defenses that an employer has to a claim of sexual harassment.  In 1998 the US Supreme Court in the Farragher and Ellerth cases held that when a supervisor engages in harassment, for instance says “sleep with me or you will be fired” and the employee does not sleep with him and the manager does not take the tangible employment action, namely he does not fire the employee but only had threatened to do so, then the employer may assert an affirmative defense.  The affirmative defense is that if the employer can prove that it exercised reasonable care to prevent and promptly correct sexual harassment and if the employer can prove that the claimant unreasonable failed to complain then the employer may be successful in avoiding any liability for the harassment.  Accordingly, if David Letterman’s employer could show that it exercised reasonable care to avoid sexual harassment and that any employee with whom Letterman allegedly had an affair unreasonably failed to complain about harassment, then the employer might have a good chance of avoiding any liability for any harassment by Letterman. 

 

  Manager’s Personal Liability for Harassment

What about Letterman’s personal liability for any harassment?  Although there is no personal liability for managers under federal law, courts in New York have held that managers can be held personally liable for harassment that they aid and assist in.  If it could be shown that Mr. Letterman aided and abetted any harassment in the workplace then a plaintiff might be able to hold Mr. Letterman personally liable for such harassment.

 

What Action Should His Employer Take?

Now that all of these allegations have come out the best course of action for Mr. Letterman’s employer would probably be to conduct an investigation to determine if their was any alleged harassment.  If the employer found that there was any harassment then the employer would be required to take “prompt corrective action”.  What is prompt corrective action?  It is not necessarily termination.  It merely requires that the employer take any action and usually it would be disciplinary action that would ensure that any harassment stopped. 

So Was It Sexual Harassment?

So it remains to be seen what, if any thing will happen if any employee comes forward with any sexual harassment claims in the Letterman case.  However, now at least there is a better understanding of the law in this area and how it would apply to the facts of this case as they continue to emerge and if any of the allegations were proven to be true. 

 Submitted By:  Melissa Fleischer, Esq.

                                President and Founder

                                HR Learning Center LLC

                                http://www.hrlearningcenter.com

                                info@hrlearningcenter.com

The Supreme Court’s Holding in Ricci Case Provides Tips For Employers

Posted July 29, 2009 by mf916att
Categories: Uncategorized

 

 

The Supreme Court’s recent decision in Ricci v. DeStefano provides important tips for employers regarding employment testing.  Ricci was an important “reverse discrimination” case in which the City of New Haven administered a test for firefighter promotions for the New Haven Fire Department.  Unfortunately, the City of New Haven did not take an important step that all employers should take prior to using any employment test in the workplace.  That step involves validating the test to ensure that it has no disparate impact on a protected class in the workplace.  Had the City of New Haven done this it would have discovered prior to using the test that the test had a disparate impact on African-American firefighters and thus the City would have then had the option of not using the test or revising the test to ensure that it did not have a disparate impact on this protected class. 

 

Unfortunately, since the City of New Haven failed to take this necessary step prior to administration of the test, the City only discovered after administering the test for promotions within the Fire Department that it had a disparate impact on African-Americans since no African-Americans qualified for promotions.  By this time, it was too late for the City of New Haven to protect itself from liability.  The City now found itself  stuck between a rock and a hard place.  If they did nothing and promoted the firefighters that received the highest grades on the test they would be faced with a disparate impact Title VII race discrimination lawsuit.  If they decided, as ended up happening, that they would not use the test because African-Americans did not pass the test, they would be faced with a lawsuit under Title VII for disparate treatment race discrimination because they had now made an employment decision based upon race rather than job-related criteria.  Basing employment decisions based upon race is prohibited by Title VII.  Title VII prohibits discrimination in employment based upon sex, race, color, national origin and religion. 

 

The real answer was to have conducted the validation study prior to administering the test so that they could have remedied the problem without violating Title VII.  Employers should learn from the City of New Haven’s mistake by understanding that they must be proactive and conduct validation studies prior to administering employment tests such as these.  In addition, employers should now recognize how important it is to take the proper steps and precautions before taking employment actions.  For more information on tips that will be helpful to employers in managing their employees, please visit our website at www.hrlearningcenter.com

 

Submitted by:
Melissa Fleischer, Esq.

President and Founder

HR Learning Center LLC

www.hrlearningcenter.com

info@hrlearningcenter.com